Publish or be damned
If dons don't churn out books and articles — whether they want to or not — they will lose funding. Rachel Johnson wonders whether that's what education is about
0 ur rendezvous is the new laptop-and-latte bar on the first floor of 131ackwell's bookshop in Oxford. The history don is a few minutes late and this gives me time to reread an extraordinary document, which reveals that he (and thousands like him all over the country) is being subjected to a production quota for published work that makes Stalin's fiveyear plans look positively market-driven.
The document, circulated to 'postholders' in the faculty of Modern History, concerns the nationwide process called the Research Assessment Exercise (RAE). The exercise, based on the premise that those in receipt of public money must be quality-controlled, audited and assessed on a continuous basis, determines the allocation of dosh to departments. The higher the assessed score (there are seven grades, from 0 to 5*) the more dosh the dons get, and the gradings are based almost entirely on how much 'research' (i.e., written work) the dons are doing.
This year, the don tells me as background, his history department 'lost its star'. This is not a case of a reasonably bright child getting only an A rather than an A* in Biology GCSE. The loss of the star resulted in the deduction of a full £1 million from the faculty's government grant.
That was bad enough, but donnish pride took a further kicking when the history department at Oxford Brookes University (aka the poly) was given a higher rating than the one at the university, where titans have numbered Richard Cobb, Richard Southern and Eric Hobsbawm among them. The former poly's history department was graded 5* to the university's 5. This was not merely a shattering blow to prestige, but also catastrophic financially (the funding-council grant that comes per capita does not cover undergraduate teaching, which is almost entirely subsidised by the research grant, which goes up or down according to a department's RAE grading).
In response, Christopher Haigh, a Christ Church history don, came up with the plan I have in front of me; a plan that, as I said, would do credit to Uncle Joe himself.
The scheme aims to ensure that the faculty ensures the highest grading in the next RAE, planned for 2008. It asks every postholder to formulate a research and publication plan for the cycle,' it says, followed by jargon about research clusters . . . lead reviewers . timescales . . pro cedural difficulties . etc. Then the killer blow: 'The purpose of the review meeting is to establish a plan for how the minimum target (one article per year or one book per RAE cycle) will be achieved,' Now in case I've lost you, let me put this in plain English. Unless academics crack out at least one major article per year in a peerreviewed journal, or one cutting-edge new book per assessment cycle, it is hello, Gulag.
Non-productive dons may be told that they are 'not a serious academic', as Dr Pete Dorey, a senior lecturer in politics at Cardiff, was last year. Their departments will lose money, and they could lose their jobs — even though the reason their production output is low is that their teaching load is high.
'Research is now an obsession in universities, and the only real criterion of appointment or promotion,' says Dr Dorey. 'It does not matter how badly you teach, or whether you do any teaching at all, as long as you keep churning out ever more books, articles and conference papers.'
To recap: at a time when the government is increasing hugely the numbers of students entering higher education (OK, partly now by allowing catering colleges to call themselves universities, but still) and asking parents to pay for their tuition, those responsible for teaching them are being judged not by their teaching skills but by what they have managed to get between hard covers or into learned journals.
'The remit is to increase research output vis-a-vis the US universities and the graduate intake,' says James Howard-Johnston, a don at Corpus Christi, 'and really cut back on undergraduate teaching. Never mind the quality: it's all about volume and regularity, volume and regularity,' he says, grinning at the gastroenteric overtones, And yes, tutorials are being cut back, from eight to six a term in subjects where there are parallel classes, and from eight to seven in outline papers; a move intended to free up dons to write more books, This is how we've chosen to respond to the loss of our star,' Christopher Haigh says. 'We're only doing what other departments have been doing for years.'
Nicolas Jacobs, a fellow at Jesus, says that a reduction in tutorial hours is long overdue. 'Because of the grading system academics are under pressure to publish,' Mr Jacobs tells me, 'and a great deal is indeed published elsewhere, some of which might have been better left unpublished. But at Oxford, as a result of our teaching load, much that is worth publishing never gets written. If our workload were closer to that at Cambridge, for instance, we would not only be able to pursue our research interests more vigorously, but would teach more effectively as a result. As it is, I publish for the most part only short articles: the only book I have published in the past 20 years is a small monograph based largely on research I did ten years before that.'
But still, it is hard to see cui bona? as they say in Balliol. In order to pump up the volumes, universities are hiring non-teaching, high-producing authors, and offering 'active researchers' extra leave and sabbaticals — which would be fine, I suppose, if the demand for their output was created by anything but an arbitrary quota.
'In the 1970s pay and status were better and there was not so much pressure to publish,' says Gregory Dart. an English fellow at UCL. 'The best academic titles — John Gage on colour, for example — took a long time to write and were properly researched. Now there is this pressure on people to publish all the time, and those who don't are made to feel they are failing. And publishers are bringing out longer and longer booklists of books no one's going to buy.' Indeed.
'We're inundated with manuscripts and proposals every day.' says Siobhan Pattinson at Routledge. 'And what academics want is to publish something not that will sell but that will improve their position in the department. It's a completely saturated market, so we are now focusing on textbooks' — which cannot be submitted as research in the RAE process, I should note — 'and less on the monograph for which we don't pay the author an advance, which has a print run of 200, and sells for £65 a copy.'
So, in order to get the money necessary to teach undergraduates, academics are being forced to produce a fixed quota of books they have neither the time nor the inclination to write, which nobody particularly wants to read; an exercise that deprives their students of the only benefit they can give them, which is teaching time and expertise (even if this is only snoozing pleasurably as a student reads out his first-year essay on the origins of the Peloponnesian war).
No, no, you're right. It's not Stalin at all, Kafka?